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Forecast as of 14.05.2025Spotware Partners with Markets Act; Expands Presence in Asia with Malaysia OfficeLondon’s Fintech FOMO: Treasury Woos Revolut and Monzo for IPOsProp Firm City Traders Imperium Opens Offshore Comoros Entity to Launch In-House MT5Short-Term Analysis for Oil, Gold, and EURUSD for 14.05.2025NAGA “SuperApp” Revamp Draws New Account Openings and Platform Activity in Q1 2025“Millionaires’ Factory” Faces Reckoning Over 14-Year Short Sale Reporting FailuresUS Dollar Loses Steam with Investor Confidence Shaken. 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Thu. May 15th, 2025 11:15:24 AM
Trending News: eToro IPO: Cathie Wood’s ARK Invest Buys $9.4 Million in Shares on Nasdaq DebutGold Follows Smart Money. Forecast as of 15.05.2025Walmart (WMT) Stock Forecast & Predictions for 2025, 2026, 2027–2030, 2040 and Beyond53% of Capital.com’s Q1 Volume Came from Middle East TradersJPMorgan Forecast: JPM Stock Rate Predictions for 2025, 2026, 2027–2030 and BeyondShort-Term Analysis for Oil, Gold, and EURUSD for 15.05.2025Short-Term Analysis for BTCUSD, XRPUSD, and ETHUSD for 15.05.2025VT Markets Sees “Strongest-Ever” Trading Volume in April at $720 BillioneToro Shares Surge 29% in Strong Nasdaq Debut, Spark Capital Nets $530 MillionUS Dollar Drifts Lower on US-South Korea Trade Talks. Forecast as of 15.05.2025How One Couple’s Complaint Led to the Collapse of a $21M Criminal Crypto EmpireTrading Volume on FxPro UK Jumps 70% in 2024, Revenue BoostsScammed and Scammed Again? Watch Out for Fake CFTC “Helpers”Scammed and Scammed Again? Watch Out for Fake CFTC “Helpers”IMF Bailouts and SDR Allocations Explained for Emerging MarketsPublic Debuts AI-Powered Index Generator Benchmarking S&P 500In a Blow to the CFTC, US Court Throws Out My Forex Funds LawsuitUS Court Dismisses Lawsuit Against My Forex FundsHow African Debt Crises 2025 Are Affecting Forex Markets Today?eToro IPO: Shares Soar Nearly 40% on Nasdaq DebuteToro IPO: Shares Debut on Nasdaq Under “ETOR” SymboleToro IPO: Shares Begin Trading on Nasdaq Under “ETOR” SymbolATFX Implements Swiset Trading Tournament Tech to Boost User Activity and RetentionMT5 Returns to Prop Firm Funding Traders After Saint Lucia RegistrationSNB May Resort to Negative Rates to Combat Deflation. Forecast as of 14.05.2025Spotware Partners with Markets Act; Expands Presence in Asia with Malaysia OfficeLondon’s Fintech FOMO: Treasury Woos Revolut and Monzo for IPOsProp Firm City Traders Imperium Opens Offshore Comoros Entity to Launch In-House MT5Short-Term Analysis for Oil, Gold, and EURUSD for 14.05.2025NAGA “SuperApp” Revamp Draws New Account Openings and Platform Activity in Q1 2025“Millionaires’ Factory” Faces Reckoning Over 14-Year Short Sale Reporting FailuresUS Dollar Loses Steam with Investor Confidence Shaken. Forecast as of 14.05.2025eToro Upsizes IPO Price to $52 a Share: Aims to Raise $620M at $4.2B ValuationeToro Upsizes IPO Price to $52 a Share: Aims to Raise $310M at $4.2B ValuationWeekly Economic Calendar for 19.05.2025–25.05.2025Breaking: The Special Master in My Forex Funds Case Recommends Dismissal and Sanctions Against CFTCTrading Infrastructure Firm Fortex and FXHill Launch Integrated FX Brokerage SolutionU.S. Inflation April 2025: How Tariffs Are Affecting Prices?eToro IPO Set to Price Above Range as Investors Embrace Fintech Rebound: ReportWhat Is Overtrading in Forex and How to Avoid It?How to Trade Forex During Food Price Shocks?Interactive Brokers Adds ETF Tracking Dividend-Paying Stocks on Hong Kong Stock ExchangeTweezer Top & Bottom CandlesticksProp Firm Hola Prime Names NBA Star Karl-Anthony Towns as First Sports Ambassador Tariff Timeout or Economic Endgame? The U.S.-China Trade War Hits Pause! B2BROKER Upgrades B2CORE: Focusing on User Control and FlexibilityExante Aims to Tackle Market Abuse, Integrates Platform with eflowDAX 40 Surges on US-China Deal. Forecast as of 13.05.2025Hantec Markets Launches 24/7 Cryptocurrency CFD Trading as Bitcoin Tops $100KAnalysis: iForex IPO Aims to Enter New Markets and Reverse Revenue Dependence on AsiaCFD Brokers Get New Compliance Tool as IPC Partners With Open LakeSpotware Cuts cTrader Launch Time to One Second in Version 5.2Short-Term Analysis for Oil, Gold, and EURUSD for 13.05.2025Investors Turn to Buy American Strategy. Forecast as of 13.05.2025Trading 212 UK Doubles 2024 Ad Spending, but Profit Keeps RisingWhat Are AI Forecasting Models in Currency Trading?Forex Trading in War Zones: Is It Safe to Trade?Forex Trading in High-Inflation CountrieseToro IPO 10x Oversubscribed as Crypto Rebound Attracts Investors: ReporteToro IPO 10x Oversubscribed as Crypto Rebound Attracts InvestorsFX and CFD Broker LandFX UK Reports Net Loss in 2024 on 15% Revenue DeclineDollar Crashes to 3-Year Low as Forex Traders Rush Back to the US MarketFCA Receives 281 Whistleblowing Reports, Compliance Tops Allegations in Q1 2025Yen Under Pressure Amid Trade Optimism. Forecast as of 12.05.2025Short-Term Analysis for Oil, Gold, and EURUSD for 12.05.2025Swissquote Spends $15 Million Annually in Sports Deals, Leaves eToro and Plus500 BehindIG Group “Performed Strongly” in April as Trading Activity Jumped due to VolatilityMarkets Cheer US-China Deal After Geneva Trade Talks. Forecast as of 12.05.2025Why Is the Japanese Yen So Volatile in 2025?NLP for Forex: How to Analyze Central Bank Speeches with AI?How India-Pakistan Tensions Can Affect the Global Forex Market?Weekly Recap: St. Lucia Attracts MT5 Brokers, eToro Targets $4B Valuation in US IPOQuantitative Easing Measures : How Countries Are RespondingKey Economic Events to Watch in May 2025India-Pakistan Tensions Impact on Gold PricesOnline Trading Firm iFOREX Eyes London Stock Exchange IPOOnline Trading Firm iFOREX Eyes IPO on London Stock ExchangeXTB Tops Polish Brokerage Rankings after Adding Over 25,000 Accounts in April: ReportXAU/USD: Elliott Wave Analysis and Forecast for 09.05.25 – 16.05.25WTI Crude Oil: Elliott Wave Analysis and Forecast for 09.05.25 – 16.05.25CySEC Withdraws BDSwiss’ B2B Unit Viverno Markets’ CIF LicenseUSD/JPY: Elliott Wave Analysis and Forecast for 09.05.25 – 16.05.25Exclusive: Dubai’s Diamond Jeweller Launches CFDs Broker, Hires Ex-ADSS ExecGBP/USD: Elliott Wave Analysis and Forecast for 09.05.25 – 16.05.25EUR/USD: Elliott Wave Analysis and Forecast for 09.05.25 – 16.05.25Gold’s Momentum Stalls as Risk Appetite Grows. Forecast as of 09.05.2025USD/CHF: Elliott Wave Analysis and Forecast for 09.05.25 – 16.05.25USD/СAD: Elliott Wave Analysis and Forecast for 09.05.25 – 16.05.25IG Group’s New Strategy to Attract Deposits: 8.5% Interest on CashIG Group’s New Strategy to Attract Deposits: 8.5% Interest on Ideal CasheToro Uses AI-Powered Ads with Google’s Veo 2 as It Prepares $4B IPO OfferingDollar: Haste Makes Waste! Forecast as of 09.05.2025Short-Term Analysis for Oil, Gold, and EURUSD for 09.05.2025Qtum Price Forecast & Predictions for 2025, 2026, 2027–2030, and BeyondPound Under Pressure Amid Rate Cut Expectations. Forecast as of 08.05.2025Pound Weakens Amid Rate Cut Expectations. Forecast as of 08.05.2025FCA Sees Progress in Smaller Firms; Are CFDs Coming Under the Radar of High-Risk Investments?eToro Bets on Growth Ahead of IPO: Q1 Income Slips, but Reach ExpandsSpain CFD Trading Base Drops to 35,000 in Fourth Straight Annual DeclineShort-Term Analysis for BTCUSD, XRPUSD, and ETHUSD for 08.05.2025
Thu. May 15th, 2025 11:15:24 AM

FINRA Fines US Tiger $250K and TradeUP $700K for AML and Communication Retention Issues


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FINRA Fines US Tiger $250K and TradeUP $700K for AML and Communication Retention Issues

FINRA Fines US Tiger $250K and TradeUP $700K for AML and Communication Retention Issues

2025-04-28T14:20:03.408+02:00
Monday, 28/04/2025 | 12:20 GMT by
Tareq Sikder

  • The firms violated FINRA rules by using a messaging platform that deleted communications early.
  • From 2019 to 2023, the firms’ AML programs missed suspicious transactions and lacked foreign account due diligence.

This post is originally published on FINANCEMAGNATES.

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