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Trending News: Fortex Taps OKX to Bring Crypto Trading to MetaTrader 5Hub for CFD Brokers in Dubai Sees Increased Activity in H1 2025DIFC, the Hub for CFD Brokers in Dubai, Sees Increased Activity in H1 2025Interactive Brokers Evaluating Stablecoin Launch to Enable 24/7 Client Funding: ReportInteractive Brokers Evaluating Stablecoin Launch to Support 24/7 Client Funding: ReportInteractive Brokers Evaluating Stablecoin to Support 24/7 Client Funding: ReportLoonie Stands Firm as Ottawa Refuses to Sign a Bad Deal. Forecast as of 28.07.2025CFI Financial’s Q2 Trading Volume Hits Record $1.5 TrillionThank You, Trump!? CFI Financial’s Q2 Trading Volume Hits Record $1.5 TrillionProp Traders Gain Access to Tick-Level Data and Risk Controls with Volumetrica FXCourt Threw CFTC’s Case Against a Prop Firm, Now MyFunded Futures Wants Its GreenlightShort-Term Analysis for Oil, Gold, and EURUSD for 28.07.2025iFOREX Europe Signs Deal with with Hungarian Football ChampionsThe Dollar Makes You a Hell of a Lot More Money! Forecast as of 28.07.2025DHF Capital Partners with UAE Broker Tauro Markets in Middle East ExpansionShort-Term Analysis for BTCUSD, XRPUSD, and ETHUSD for 28.07.2025XAU/USD Meaning And Why Gold Is Traded Like a Currency?What Does It Mean When a Country Cuts Interest Rates?What Is the Difference Between MT4 and MT5 for Beginners?Wolves vs. Sheep: Is the Dollar’s Crash Your Biggest Trading Opportunity Yet?Week in Review: 5 Key Takeaways from IG’s FY25 Results, London Stock Exchange 24/7 Trading DilemmaWhat Is Gold FOMO and How to Avoid It in 2025?Does Silver Benefit from War Headlines in 2025?What Happens When Central Banks Disagree on Inflation?XAU/USD: Elliott Wave Analysis and Forecast for 25.07.25 – 01.08.25WTI Crude Oil: Elliott Wave Analysis and Forecast for 25.07.25 – 01.08.25USD/JPY: Elliott Wave Analysis and Forecast for 25.07.25 – 01.08.25GBP/USD: Elliott Wave Analysis and Forecast for 25.07.25 – 01.08.25XM, IC Markets, Tickmill: CFD Brokers Step Up Support Amid Cyprus WildfiresEUR/USD: Elliott Wave Analysis and Forecast for 25.07.25 – 01.08.25Aussie Slumps As US Dollar Gains Ground. Forecast as of 25.07.2025USD/CHF: Elliott Wave Analysis and Forecast for 25.07.25 – 01.08.25USD/СAD: Elliott Wave Analysis and Forecast for 25.07.25 – 01.08.25Dollar to Rand (USDZAR) Forecast for 2025, 2026, 2027–2030 and BeyondScreens On, Sleep Off: LSE’s 24/7 Plan, Bloomberg Terminal Still Reigns, 401(k)s Get RiskyMoneta Markets Inks First Sports Deal: Becomes Atlético de Madrid’s APAC SponsorShort-Term Analysis for Oil, Gold, and EURUSD for 25.07.2025Inside IG Group’s FY25 Results: Divestment, Marketing Costs and MoreShort-Term Analysis for BTCUSD, XRPUSD, and ETHUSD for 25.07.2025US Dollar Firms After ECB Leaves Rates Alone. Forecast as of 25.07.2025Australia’s CFD Broker Mitrade Adds Apple Pay and Google Pay to Appeal to Gen Z TradersAustralian CFD Broker Mitrade Adds Apple Pay and Google Pay to Appeal to Gen Z TradersCan Central Banks Trigger Gold Bubble by Overbuying?Silver Deficit in 2026: Can the EV Boom Really Cause a Shortage?Tariff Tangles: How Import Taxes Inflate Your Bills and Shake Up Your TradesRBI Buying Gold Instead of Dollar: What It Means for the Rupee?Investors Tricked Into Recruiting Others to Keep Fake Trading Platforms Alive, FSMA WarnsRetail Broker Tauro Markets’ Backer Synervest Doubles Valuation After $4M RaiseSolana vs Ethereum: Which Blockchain Leads in Performance and Adoption?B2BROKER Releases B2TRADER 2.6: Automated Perpetual Futures and More Essential FeaturesPound Declines Amid BoE Rate Cut Talk. Forecast as of 24.07.2025Tesla Options Go Daily in Market First from IG Amid Campaign to Raise UK Retail InvestmentShort-Term Analysis for BTCUSD, XRPUSD, and ETHUSD for 24.07.2025European Investment Platform Lightyear Raises $23M, Hits $1B in AssetsShort-Term Analysis for Oil, Gold, and EURUSD for 24.07.2025IG Group Beats Estimates in FY25, Net Profit Jumps 24% to £380 MillionBoku Revenue Climbs 34% as Company Gets New ChairmanTickmill Opens Oman Office to Offer Local Support to TradersSaxo Capital Markets UK Profits Fall 32% Despite Client Growth SurgeTrump Trade Deals Bring Clarity to Markets. Forecast as of 24.07.2025Cyprus Wildfire Engulfs Many Regions, but Still Far from CFDs Brokers’ Base in LimassolFSCA Warns Against Deepfake Scams; OpenAI CEO Flags AI Voice Cloning RisksWhy Is Platinum Not Catching Up With Gold and Silver in 2025?Why Is the Dollar Still Strong Despite U.S. Budget Deficits?“Over-Gamification Attracts the Wrong Traders,” Swiset COO Warns on Prop Trading“Over-Gamification Attracts the Wrong Traders,” Swiset COO Warns on Prop TradingWhat Is the Copper-Gold Ratio and Why Does It Matter in 2025?Cyprus Regulator Suspends Conotoxia Ltd’s Investment License Over Compliance GapsGold Surges to Record Highs Amid Economic Uncertainty. Forecast as of 23.07.2025EC Markets Enters Anfield: Inks Multi-Year Sponsorship Deal with Liverpool FCShort-Term Analysis for Oil, Gold, and EURUSD for 23.07.2025Short-Term Analysis for BTCUSD, XRPUSD, and ETHUSD for 23.07.2025Fortex Upgrades High-Frequency Trading Tools to Handle Growing FX VolumeGreenback Slides After US Closes Trade Deals. Forecast as of 23.07.2025eToro Launches Crypto, Index Futures in Spain With Lower MinimumseToro Launches Crypto, Index Futures in Spine With Lower MinimumsWeekly Economic Calendar for 28.07.2025–03.08.2025“Top Traders Master One Instrument”: Lessons from BK Trader’s Co-FounderGold Pauses Below $2500 After Powell’s Rate CommentsWhat Is Trade De-Dollarization and How Does It Affect Forex?More Firms Caught Promoting Unauthorized Investments in WhatsApp Groups, German Watchdog WarnsMore Firms Caught Promoting Investments in WhatsApp Groups, German Watchdog WarnsAfter Two Years with Men’s Rugby, eToro Adds Women’s Premiership as First Sponsor of BothOctaFX India Pays $37K to Regulator in Settlement Over Trading Norm Violation AllegationsPlatinum Peaks Amid Supply Cuts and Soaring Demand. Forecast as of 22.07.2025Ex-California Broker Charged With Allegedly Running Investment Fraud Since 1998Short-Term Analysis for BTCUSD, XRPUSD, and ETHUSD for 22.07.2025Regulator Claims 9,000+ Clients’ Data Hit Dark Web in Security BreachShort-Term Analysis for Oil, Gold, and EURUSD for 22.07.2025Dubai Police Arrest 4 People Involved in “High and Quick Profits” Online Trading ScamThe $25K Rule That’s Blocking Millions from Day Trading Is About to ChangeMitrade Partners Argentine Football Association in Asia PushUS Tariffs Boost Global GDP. Forecast as of 22.07.2025Why Silver Is More Volatile Than Gold?How Indian Gold Demand Affects Global Gold Prices?EC Markets Opens Office in Mauritius Following Cyprus LaunchUS Forex Deposits Rebound From 4-Month Lows as Dollar StrengthensTastytrade Announces Stablecoin Funding for Brokerage AccountsCFD Traders in UAE Gain Direct Access to DFM and ADX via Daman MarketsYen Gains Ground As LDP Coalition Loses Majority. Forecast as of 21.07.2025
Mon. Jul 28th, 2025 9:28:21 PM

FINRA Fines US Tiger $250K and TradeUP $700K for AML and Communication Retention Issues


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FINRA Fines US Tiger $250K and TradeUP $700K for AML and Communication Retention Issues

FINRA Fines US Tiger $250K and TradeUP $700K for AML and Communication Retention Issues

2025-04-28T14:20:03.408+02:00
Monday, 28/04/2025 | 12:20 GMT by
Tareq Sikder

  • The firms violated FINRA rules by using a messaging platform that deleted communications early.
  • From 2019 to 2023, the firms’ AML programs missed suspicious transactions and lacked foreign account due diligence.

This post is originally published on FINANCEMAGNATES.

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